Financial Services & Capital Markets

The agentic AI platform built for financial services and capital markets.

Senior-grade advice for every advisor. Always-on regulatory lineage. Reconciliation breaks resolved end-to-end. The work your team can't slow down, running on the platform your auditors can verify.

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SOC 2 Type II Field-level lineage Audit trail per agent
Millions saved
Fortune 200 anchor
3,000+ FAs enabled
Permission-aware
app.dataworkz.com / fa.assistant / query fa_assistant.search
What's our cap on T+1 settlement breaks before we need ops desk approval?
Cited 3 sources · permission-checked 312 ms
$2.5M
Auto-cap · breaks above route to ops desk
POL-44 · Settlement Risk Policy §3.2
last updated 2025-09-12 · v2.4
RBAC ✓
OPS-Manual · Trade Desk Procedures
section 4.7 · auto-approval ladder
RBAC ✓
CCAR-FR Y-9C · Internal interpretation
audit committee memo · Q3 2025
Restricted

Simplify workflows across the work your team runs on.

Reliable automation, built-in audit trail, measurable ROI for every workflow.

Advisor Knowledge cited RBAC ✓ 3,000+ FAs
Bucket 01
Senior knowledge, scaled to every desk.

Advisor enablement

Build permission-aware retrieval over your firm's institutional knowledge. Surface senior-grade answers with citations for every advisor on the floor.

advisor knowledge client-meeting prep multi-dept RAG
Pentaho Collibra field-level audit trail
Bucket 02
The work your auditors verify.

Regulatory and audit work

Build always-on regulatory data lineage and audit-ready documentation auditors can trace end-to-end across Pentaho, Collibra, and equivalent toolchains.

data lineage field-level lineage audit trail change control
ISO 20022 Kafka SFTP feeds 412 ms
Bucket 03
Queues that close themselves.

Operations and reconciliation

Build reconciliation engines and call-deflection pipelines that handle volume your ops team can't. Native support for ISO 20022, Kafka streaming, and SFTP custodian feeds.

invoice recon securities recon call deflection exception mgmt
JIRA GitHub SharePoint CHG-9912
Bucket 04
The work that keeps engineers building.

Engineering productivity

Build change-control automation, code generation, and test automation on the same platform. Synthesise context across JIRA, GitHub, Confluence, SharePoint.

change control code gen UI test automation MCP test harness
DB2 COBOL Spring Boot API factory
Bucket 05
Legacy systems your team can finally touch.

Mainframe and modernization

Build COBOL intelligence and API factories that make legacy modernization safer and faster. Map COBOL data, logic, and UI. Generate Spring Boot from metadata.

COBOL mainframe modernization API generation legacy migration
+38% deflection A/B $ saved audit ✓
Bucket 06
ROI you can prove, not promise.

Measurable outcomes for every workflow

Build agents with metrics, traceability, and A/B testing from day one. Every agent decision is logged and audited. Every workflow shows its return, instrumented, not estimated.

per-agent ROI observability A/B testing audit trail

The compliance posture your security review already expects.

SOC 2 Type II certified. Audit trail by default. Deployment models that keep your data inside your perimeter.

01

Deploy where your data lives

Run Dataworkz in your own VPC, on a single-tenant cloud, or as managed SaaS. Your perimeter, your IAM, your network policies. No data leaves where you need it to stay.

02

Permission-aware by default

Inherit role-based access from your data sources through to every agent your team builds. Chunk-level RBAC means an FA's agent surfaces only what that FA can see, same as the underlying CRM.

03

Audit trail on every action

Every agent decision, data access, and output is logged with timestamp, user, and source. Trace any output back to the source data and the prompt that generated it. Field-level data lineage end to end.

04

SOC 2 Type II, continuously compliant

Encryption at rest and in transit. Continuous SOC 2 Type II monitoring. Request the report through the trust portal, your security team gets what they need without a sales call.

Your security team gets what they need without a sales call. SOC 2 report and full security posture available on request.

Request SOC 2 Report See full security posture
In production at FS firms today

See what teams have already built.

Three FS deployments. Real workflows. Real production scale.

Fortune 200 Financial Services Firm
Anchor deployment · 200+ agents live

200+ agents live. Millions in measurable savings.

Build advisor knowledge, regulatory data lineage, change control automation, invoice reconciliation, call deflection, code generation, and mainframe modernization. All on one platform.

  • Millions in annualized savings on client-portal call deflection
  • 3,000 developers using the Engineering Assistant for change control
  • 90% per-ticket time saved on change-control submissions
  • Always-on regulatory data lineage across Pentaho and Collibra
Read the full story
Capital Markets Infrastructure Vendor
3 deployments · capital markets

3 deployments across capital markets workflows.

Capital markets infrastructure vendor. Build a multi-department knowledge RAG, automated invoice capture from email through ITS, and end-to-end securities reconciliation against ISO 20022 custodian feeds. Same platform, three concurrent deployments.

  • Knowledge RAG live across 5 departments
  • Invoice Capture from mailbox through ITS ingestion
  • Securities Reconciliation against ISO 20022, Kafka, SFTP
  • All 3 PoCs running concurrently on one platform
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MongoDB joint case study
Atlas Vector Search reference architecture

Building enterprise GenAI with Atlas Vector Search.

The architecture under the anchor. Dataworkz and MongoDB built the RAG foundation that the Fortune 200 anchor's advisor knowledge runs on. Atlas Vector Search, multi-format document ingestion, and permission-aware retrieval over institutional knowledge.

  • Joint reference architecture for enterprise GenAI on Atlas
  • Powers Advisor Knowledge production deployment
  • Validated path from RAG to agentic workflows
Read the joint case study

100+ connectors across the systems your FS team works in every day.

Plug into your CRM, data warehouse, workflow tools, and capital markets infrastructure. Out of the box.

100+ integrations across your firm's stack.

Plug into CRMs, data warehouses, workflow tools, and FS-specific systems out of the box.

Discover all integrations
aws
Azure
GCP
DB2
Snwflk
Dbx
SF
JIRA
Conf.
SNow
Pentaho
Mongo
BigQ
Mongo
HubSpot
Slack
GitHub
SAP
Oracle
Collibra
Couch
Pinec.
Mar.
SP
Neo4J
Zen.
S3
DStax
Clarity
Confl.
Stripe
Box
+85
Plus 85+ more across CRMs, databases, data lakes, object stores, and SaaS, all configured in minutes inside your perimeter.
Get your team building

Your work is too important to wait.

See what your team can ship on Dataworkz, with the audit trail your firm requires and the deployment model your data demands.

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Deploys in your VPC SOC 2 Type II Audit-ready